Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 18 Sep 2023)
    • Responsible for Insurance Distribution (since 18 Sep 2023)
    • SMF16 Compliance Oversight (since 18 Sep 2023)
    • SMF3 Executive Director (since 18 Sep 2023)
  • Premier Mortgages (North West) Limited (no longer approved here)

    FRN 556587

    • [FCA CF] Functions requiring qualifications (25 Nov 2022 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (25 Nov 2022 to 30 Sep 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Jul 2008 to 3 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.