Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 30 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 30 Jun 2025)
    • CF30 Customer (since 27 Jun 2025)
    • Employed By (since 27 Jun 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (30 Nov 2020 to 8 Apr 2022)
    • CF30 Customer (30 Nov 2020 to 8 Apr 2022)
  • Oakwood Mortgage Services Limited (no longer approved here)

    FRN 507894

    • (5)Employed By (30 Nov 2020 to 8 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.