Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 1 May 2015)
    • Employed By (since 1 May 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Sep 2004 to 27 May 2005)
    • CF22 Investment Adviser (Trainee) (1 Aug 2003 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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