Christyan Fawzi Malek

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • CF30 Customer (since 19 Feb 2026)
    • CF1 Director (AR) (since 19 Feb 2026)
    • [FCA CF] Client dealing (since 23 Dec 2025)
    • [FCA CF] Significant management (since 23 Dec 2025)
  • PONT CAPITAL (UK) LIMITED

    FRN 1049999

    • (3)Employed By (since 19 Feb 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (25 Apr 2018 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (19 Sep 2016 to 30 Jan 2020)
    • [FCA CF] Client dealing (14 Jun 2016 to 30 Jan 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (25 Apr 2018 to 15 Feb 2025)
    • [FCA CF] Manager of certification employee (19 Sep 2016 to 15 Feb 2025)
    • [FCA CF] Client dealing (14 Jun 2016 to 15 Feb 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Oct 2011 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 12 Jul 2011)
    • CF21 Investment Adviser (13 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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