Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (18 Dec 2020 to 23 Feb 2024)
    • [FCA CF] Client dealing (11 Jun 2020 to 23 Feb 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2018 to 17 Aug 2018)
    • [FCA CF] Manager of certification employee (27 Feb 2018 to 17 Aug 2018)
    • [FCA CF] Client dealing (10 Jul 2017 to 17 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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