Christopher William Rimmer

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vivid Wealth Ltd

    FRN 999207

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2024)
    • SMF3 Executive Director (since 1 Feb 2024)
    • [FCA CF] Client dealing (since 1 Feb 2024)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Feb 2024)
    • CF30 Customer (22 May 2015 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (18 Aug 2014 to 8 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.