Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tribe Impact Capital LLP (no longer approved here)

    FRN 756411

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2023)
    • CF30 Customer (11 Dec 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 2 Jan 2013)
    • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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