Christopher William Alan Lee

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South River Asset Management Limited

    FRN 197097

    • [FCA CF] Client dealing (since 1 Mar 2024)
  • WG Partners LLP (no longer approved here)

    FRN 595861

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (15 Jan 2014 to 8 Dec 2019)
    • CF4 Partner (15 Jan 2014 to 8 Dec 2019)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 28 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.