Christopher Wilkinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wilkinson Financial Management Ltd

    FRN 312045

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2020)
    • [FCA CF] Client dealing (since 30 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Aug 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (11 Aug 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Aug 2006 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (7 Aug 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Sleight Financial Management Ltd (no longer approved here)

    FRN 207595

    • (4)Employed By (7 Nov 2003 to 27 Apr 2005)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (27 May 2002 to 27 Apr 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Tyne Vale Financial Services Ltd (no longer approved here)

    FRN 136944

    • (7)Employed By (1 Dec 2001 to 7 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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