Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 3 May 2023)
- [FCA CF] Manager of certification employee (since 26 May 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 2 Feb 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Feb 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (2 Aug 2006 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (25 Jan 2002 to 19 Jan 2004)
- CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.