Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 May 2023)
    • [FCA CF] Manager of certification employee (since 26 May 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 2 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Aug 2006 to 31 Oct 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 19 Jan 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.