Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (23 Aug 2021 to 1 Nov 2021)
    • [FCA CF] Manager of certification employee (15 Mar 2019 to 1 Nov 2021)
    • [FCA CF] Client dealing (4 Jul 2017 to 1 Nov 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (23 Aug 2021 to 1 Nov 2021)
    • [FCA CF] Manager of certification employee (15 Mar 2019 to 1 Nov 2021)
    • [FCA CF] Client dealing (4 Jul 2017 to 1 Nov 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (27 Aug 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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