Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (31 Aug 2022 to 26 Nov 2024)
- [FCA CF] Material risk taker (1 Jan 2021 to 31 Dec 2023)
- [FCA CF] Client dealing (29 Jul 2020 to 26 Nov 2024)
- [FCA CF] Manager of certification employee (29 Jul 2020 to 19 Sep 2023)
- CF30 Customer (1 Nov 2007 to 21 Dec 2015)
- CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Nov 2006 to 2 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.