Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 9 May 2023)
- [FCA CF] Manager of certification employee (11 Oct 2023 to 21 May 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 12 Aug 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.