Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Jul 2015)
    • CF30 Customer (since 25 Jul 2008)
    • CF4 Partner (AR) (25 Jul 2008 to 5 Apr 2019)
    • (2)Employed By (since 14 Jul 2015)
    • CF1 Director (AR) (since 14 Jul 2015)
    • CF4 Partner (AR) (20 Nov 2006 to 5 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allenby & Todd Ltd

  2. controlled function added: (2)Employed By at Allenby & Todd Ltd