Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (14 Feb 2024 to 6 Mar 2024)
- CF30 Customer (14 Nov 2023 to 5 Mar 2024)
- CF1 Director (AR) (14 Nov 2023 to 5 Mar 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2024)
- CF30 Customer (1 Nov 2007 to 1 Mar 2024)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
- CF1 Director (AR) (6 Mar 2006 to 1 Mar 2024)
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- (5)Employed By (1 Dec 2001 to 5 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Thornton Claverley Independent Financial Advisers Limited
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controlled function added: (5)Employed By at Thornton Claverley Independent Financial Advisers Limited