Christopher Thomson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited

    FRN 119250

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Client dealing (since 31 Jan 2019)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (23 Jan 2009 to 6 Mar 2016)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.