Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2023)
- CF4 Partner (6 Mar 2015 to 9 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jul 2008 to 30 Apr 2010)
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- SMF16 Compliance Oversight (9 Dec 2019 to 7 Nov 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- CF10 Compliance Oversight (29 Jan 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.