Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (6 Feb 2025 to 28 Feb 2026)
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- Director of firm who is not a certification employee or a SMF manager (10 Nov 2024 to 28 Feb 2026)
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- Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 28 Feb 2026)
- SMF9 Chair of the Governing Body (19 Nov 2021 to 9 Oct 2024)
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- Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 28 Feb 2026)
- SMF10 Chair of the Risk Committee (25 Nov 2022 to 1 May 2024)
- SMF9 Chair of the Governing Body (19 Nov 2021 to 9 Oct 2024)
- [FCA CF] Significant management (9 Dec 2019 to 19 Nov 2021)
- CF2 Non Executive Director (1 Jan 2016 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 28 Feb 2026)
- SMF9 Chair of the Governing Body (3 Aug 2023 to 9 Oct 2024)
- SMF10 Chair of the Risk Committee (20 Jul 2022 to 1 May 2024)
- SMF11 Chair of the Audit Committee (20 Jul 2022 to 1 May 2024)
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- Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 28 Feb 2026)
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- Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 28 Feb 2026)
- SMF9 Chair of the Governing Body (3 Aug 2023 to 9 Oct 2024)
- SMF10 Chair of the Risk Committee (20 Jul 2022 to 1 May 2024)
- SMF11 Chair of the Audit Committee (20 Jul 2022 to 1 May 2024)
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- Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 28 Feb 2026)
- CF29 Significant management (6 Nov 2012 to 31 Dec 2015)
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- Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 28 Feb 2026)
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- Director of firm who is not a certification employee or a SMF manager (26 Jun 2024 to 28 Feb 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.