Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Nov 2015 to 22 Jan 2018)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2006 to 10 Jul 2006)
  • WILLIAM H. HOWARD LIMITED (no longer approved here)

    FRN 226154

    • CF24 Pension Transfer Specialist (1 Oct 2003 to 17 Mar 2006)
    • CF21 Investment Adviser (1 Oct 2003 to 17 Mar 2006)
  • William H Howard Ltd (U442) (no longer approved here)

    FRN 133614

    • Employed By (20 Oct 1998 to 30 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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