Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Senior Response Limited
FRN 312531
- [FCA CF] CASS oversight function (since 11 Mar 2020)
- [PRA CF] Key function holder (since 11 Mar 2020)
- [FCA CF] Significant management (since 11 Mar 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (22 Dec 2015 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Dec 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Dec 2005 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.