Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 10 Mar 2011)
- CF10 Compliance Oversight (2 Aug 2006 to 1 Dec 2010)
- CF1 Director (AR) (9 Feb 2005 to 21 Feb 2006)
- CF1 Director (1 Dec 2001 to 27 Jul 2012)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
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- (3)Employed By (9 Feb 2005 to 27 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.