Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A.J. Wealth Management Limited (no longer approved here)

    FRN 191874

    • CF28 Systems and controls (1 Nov 2007 to 10 Mar 2011)
    • CF10 Compliance Oversight (2 Aug 2006 to 1 Dec 2010)
    • CF1 Director (AR) (9 Feb 2005 to 21 Feb 2006)
    • CF1 Director (1 Dec 2001 to 27 Jul 2012)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Princep Pardoe Financial Services Ltd (no longer approved here)

    FRN 219659

    • (3)Employed By (9 Feb 2005 to 27 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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