Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (6 Jul 2010 to 28 Aug 2014)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 11 May 2010)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF23 Corporate Finance Adviser (7 Apr 2004 to 26 Jan 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF23 Corporate Finance Adviser (3 Mar 2003 to 20 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.