Christopher Stanley Rockall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 29 Apr 2022)
- [FCA CF] Client dealing (10 Dec 2019 to 29 Apr 2022)
- CF30 Customer (18 Jun 2009 to 30 Dec 2012)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (5 Dec 2007 to 14 Jul 2009)
C.S. Rockall Associates (no longer approved here)
FRN 475999
- Employed By (5 Dec 2007 to 14 Jul 2009)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (1 Nov 2007 to 7 Dec 2007)
- CF7 Sole Trader (AR) (26 Feb 2003 to 31 Jan 2007)
- CF21 Investment Adviser (26 Feb 2003 to 31 Oct 2007)
C S Rockall & Associates (no longer approved here)
FRN 153255
- Employed By (1 Oct 1998 to 7 Dec 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.