Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 3 Mar 2026)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (3 Dec 2019 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (20 Jun 2017 to 1 Nov 2019)
    • [FCA CF] Material risk taker (20 Jun 2017 to 1 Nov 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.