Christopher Spencer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited

    FRN 124520

    • [FCA CF] Client dealing (since 31 Oct 2020)
    • [FCA CF] Material risk taker (2 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (31 Oct 2020 to 1 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (2 Dec 2002 to 31 Oct 2007)
  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (1 Aug 2022 to 1 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.