Christopher Sparrow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Manager of certification employee (5 Jul 2022 to 13 Aug 2024)
    • [FCA CF] Client dealing (1 Nov 2021 to 1 Apr 2025)
    • [FCA CF] Material risk taker (1 Nov 2021 to 18 Nov 2021)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Oct 2017 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (22 Oct 2012 to 30 Sep 2015)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF30 Customer (23 Jun 2009 to 30 Sep 2015)
  • AK Jensen Limited (no longer approved here)

    FRN 439744

    • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
    • CF26 Customer Trading (13 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.