Christopher Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Investment Management Limited

    FRN 650245

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 28 Nov 2023)
    • [FCA CF] Material risk taker (since 28 Nov 2023)
    • [FCA CF] Significant management (since 28 Nov 2023)
    • [FCA CF] Client dealing (since 5 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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