Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charles Smiley

    FRN 686207

    • CF1 Director (AR) (since 27 Mar 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 11 Dec 2023)
    • CF8 Apportionment and Oversight (7 May 2015 to 8 Dec 2019)
    • (1)Employed By (since 27 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.