Christopher Simon Steele

• AFH Independent Financial Services Limited

  FRN 216704

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jun 2015 to 8 Dec 2019)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF21 Investment Adviser (22 Dec 2004 to 30 Nov 2006)
• Royal London Unit Trust Managers Limited (no longer approved here)

  FRN 144037

  • CF21 Investment Adviser (11 Nov 2002 to 20 Feb 2003)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)
• Royal London Savings Limited (no longer approved here)

  FRN 191237

  • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)

No changes recorded yet.