Christopher Shaw

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARATHON CAPITAL LTD

    FRN 957356

    • SMF1 Chief Executive (since 7 Jul 2022)
    • SMF16 Compliance Oversight (since 7 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jul 2022)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Dec 2020)
    • CF4 Partner (4 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (4 Sep 2015 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (20 Aug 2009 to 7 Apr 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF21 Investment Adviser (3 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.