Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • [FCA CF] Client dealing (1 Aug 2022 to 1 Jan 2026)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Aug 2022)
    • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (29 Apr 2008 to 5 Jan 2016)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 8 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.