Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 29 Apr 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (25 Apr 2023 to 7 Jun 2024)
    • CF30 Customer (3 Apr 2023 to 7 Jun 2024)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (304)Employed By (3 Apr 2023 to 7 Jun 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (18 Mar 2021 to 6 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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