Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lanner Capital Limited
FRN 467847
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 3 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
- [FCA CF] Client dealing (since 4 Jan 2021)
- [FCA CF] Manager of certification employee (since 4 Jan 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF11 Money Laundering Reporting (14 Sep 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Sep 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (29 Jun 2015 to 30 Sep 2018)
- CF30 Customer (8 Jun 2009 to 8 Dec 2019)
- CF1 Director (8 Jun 2009 to 8 Dec 2019)
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Fundu Limited
FRN 788965
- (1)Employed By (since 3 Apr 2025)
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- CF21 Investment Adviser (1 Nov 2005 to 21 Aug 2006)
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- (6)Employed By (12 May 2004 to 20 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.