Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Apr 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Apr 2025)
    • Responsibility for MCD Intermediation (25 Aug 2016 to 7 Apr 2025)
    • CF11 Money Laundering Reporting (31 Mar 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Mar 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Mar 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (3 Apr 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (3 Apr 2006 to 30 Sep 2018)
    • CF1 Director (3 Apr 2006 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (22 Dec 2014 to 29 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

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