Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRI Wealth Management PLC (no longer approved here)

    FRN 122499

    • [FCA CF] Functions requiring qualifications (2 Apr 2025 to 11 Jun 2025)
    • [FCA CF] Client dealing (2 Apr 2025 to 11 Jun 2025)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • [FCA CF] Client dealing (11 Aug 2020 to 20 Nov 2024)
    • [FCA CF] Functions requiring qualifications (11 Aug 2020 to 20 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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