Christopher Roch James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Joosten Financial Planning Ltd (no longer approved here)
FRN 751717
- Employed By (26 Sep 2019 to 27 Apr 2020)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (19 Apr 2017 to 27 Apr 2020)
Aspire Financial Management Ltd (no longer approved here)
FRN 568595
- Employed By (19 Apr 2017 to 27 Apr 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (14 Dec 2012 to 3 Jan 2017)
Chris James (no longer approved here)
FRN 592513
- Employed By (14 Dec 2012 to 3 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.