Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 28 Mar 2022)
- [FCA CF] Client dealing (since 28 Mar 2022)
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- CF30 Customer (31 Dec 2014 to 6 Mar 2016)
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- CF30 Customer (6 Sep 2010 to 25 Nov 2014)
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- CF30 Customer (1 Oct 2009 to 14 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.