Christopher Robert Rose

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Feb 2021)
    • CF30 Customer (30 Jan 2018 to 8 Dec 2019)
  • Hobsons Independent Financial Services Ltd (no longer approved here)

    FRN 212989

    • (6)Employed By (1 Dec 2001 to 10 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.