Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Portland Financial Management Limited
FRN 114370
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 27 May 2021)
- Responsible for Insurance Mediation (26 Jun 2014 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.