Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (14 May 2018 to 16 Nov 2018)
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- Employed By (14 May 2018 to 16 Nov 2018)
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- [FCA CF] Functions requiring qualifications (1 Aug 2016 to 10 May 2018)
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- CF30 Customer (1 Nov 2007 to 1 Aug 2016)
- CF22 Investment Adviser (Trainee) (26 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.