Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 26 Oct 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Oct 2005 to 2 Feb 2006)
- CF7 Sole Trader (AR) (17 Oct 2005 to 19 Dec 2005)
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Gallimore Wealth Management LLP
FRN 440429
- (6)Employed By (since 17 Oct 2005)
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- Employed By (12 Mar 2004 to 19 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
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