Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (31 Oct 2023 to 31 Mar 2026)
    • [FCA CF] Client dealing (31 Oct 2023 to 31 Mar 2026)
    • CF1 Director (AR) (9 Aug 2023 to 31 Mar 2026)
    • CF30 Customer (9 Aug 2023 to 31 Mar 2026)
  • Vermeer Financial Planning Limited (no longer approved here)

    FRN 1001152

    • (2)Employed By (9 Aug 2023 to 31 Mar 2026)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Client dealing (14 Sep 2022 to 6 Apr 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 6 Apr 2023)
    • [FCA CF] Functions requiring qualifications (24 Mar 2020 to 6 Apr 2023)
  • Moore Kingston Smith Financial Advisers Ltd (no longer approved here)

    FRN 558116

    • (16)Employed By (8 Aug 2013 to 8 May 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Jul 2010 to 30 Aug 2011)
  • Chris Hogarth (no longer approved here)

    FRN 527896

    • Employed By (15 Jul 2010 to 31 Mar 2026)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 5 Apr 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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