Christopher Richard Spain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PLS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 488254

    • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 6 Apr 2023)
    • [FCA CF] Client dealing (12 Apr 2021 to 6 Apr 2023)
  • West Frazier Limited (no longer approved here)

    FRN 136778

    • CF30 Customer (9 Feb 2009 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 30 Dec 2008)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Mar 2006 to 5 Feb 2007)
  • Christopher Spain (no longer approved here)

    FRN 449499

    • Employed By (20 Mar 2006 to 30 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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