Christopher Richard Philcox

Last updated
4 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clearly Independent Financial Planning LTD

    FRN 1036461

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • Responsible for Insurance Distribution (since 15 Jan 2026)
    • SMF16 Compliance Oversight (since 15 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2026)
    • SMF3 Executive Director (since 15 Jan 2026)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Feb 2026)
    • CF30 Customer (27 Oct 2014 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (20 Sep 2010 to 24 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.