Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 18 Nov 2021)
- CF30 Customer (since 17 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2021)
- CF30 Customer (8 Aug 2017 to 8 Dec 2019)
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Hall & Gertski Wealth Management Ltd
FRN 583363
- (6)Employed By (since 17 Nov 2021)
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- CF30 Customer (10 Aug 2012 to 6 Mar 2016)
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- CF30 Customer (9 Nov 2010 to 25 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.