Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Nov 2021)
    • CF30 Customer (since 17 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2021)
    • CF30 Customer (8 Aug 2017 to 8 Dec 2019)
    • (6)Employed By (since 17 Nov 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (10 Aug 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Nov 2010 to 25 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.