Christopher Richard Black

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (18 Apr 2008 to 6 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jul 2006 to 21 Mar 2007)
  • David Goodwin (no longer approved here)

    FRN 454164

    • Employed By (10 Jul 2006 to 31 Dec 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Mar 2006 to 30 Jun 2006)
    • CF22 Investment Adviser (Trainee) (23 Nov 2004 to 17 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.