Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF24 Chief Operations (16 Jun 2022 to 4 Nov 2022)
- SMF16 Compliance Oversight (7 Mar 2016 to 4 Nov 2022)
- CF10 Compliance Oversight (1 May 2014 to 6 Mar 2016)
- CF1 Director (1 May 2014 to 6 Mar 2016)
-
- SMF16 Compliance Oversight (9 Dec 2019 to 4 Nov 2022)
- SMF3 Executive Director (9 Dec 2019 to 4 Nov 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Nov 2022)
- Responsibility for MCD Intermediation (21 Mar 2016 to 4 Nov 2022)
- CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
- CF1 Director (1 May 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 May 2014 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.