Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Counties Building Society (no longer approved here)

    FRN 206080

    • SMF24 Chief Operations (16 Jun 2022 to 4 Nov 2022)
    • SMF16 Compliance Oversight (7 Mar 2016 to 4 Nov 2022)
    • CF10 Compliance Oversight (1 May 2014 to 6 Mar 2016)
    • CF1 Director (1 May 2014 to 6 Mar 2016)
  • Counties Home Loan Management Limited (no longer approved here)

    FRN 305245

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Nov 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Nov 2022)
    • CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
    • CF1 Director (1 May 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2014 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.