Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 13 Jul 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • CF30 Customer (19 Jul 2010 to 6 Mar 2016)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (1 Nov 2007 to 9 Jul 2010)
    • CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF30 Customer (1 Nov 2007 to 9 Jul 2010)
    • CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 9 Jul 2010)
    • CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.