Christopher Procter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eastwood Financial Solutions Ltd

    FRN 514308

    • Responsibility for MCD Intermediation (since 16 Apr 2026)
    • SMF3 Executive Director (since 16 Apr 2026)
  • SFIA Wealth Management Limited

    FRN 621884

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • Responsibility for MCD Intermediation (since 11 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 17 Sep 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Mar 2023)
    • CF10 Compliance Oversight (17 Sep 2019 to 8 Dec 2019)
    • CF1 Director (17 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (17 Sep 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (17 Sep 2019 to 8 Oct 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (24 Sep 2012 to 3 Apr 2015)
    • CF30 Customer (24 Sep 2012 to 27 Jun 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 1 Jun 2005)
    • CF1 Director (AR) (1 Jun 2005 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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