Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Feb 2022)
    • CF1 Director (AR) (since 2 Feb 2022)
    • CF30 Customer (since 2 Feb 2022)
    • [FCA CF] Client dealing (12 Apr 2021 to 4 Feb 2022)
    • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 4 Feb 2022)
    • Employed By (since 2 Feb 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2021)
    • CF30 Customer (3 Jun 2019 to 19 Apr 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (588)Employed By (3 Jun 2019 to 19 Apr 2021)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • CF30 Customer (1 Aug 2016 to 9 May 2019)
    • CF30 Customer (14 Jun 2016 to 31 Jul 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.