Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Feb 2022)
- CF1 Director (AR) (since 2 Feb 2022)
- CF30 Customer (since 2 Feb 2022)
- [FCA CF] Client dealing (12 Apr 2021 to 4 Feb 2022)
- [FCA CF] Functions requiring qualifications (12 Apr 2021 to 4 Feb 2022)
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Country Wealth Ltd
FRN 955397
- Employed By (since 2 Feb 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2021)
- CF30 Customer (3 Jun 2019 to 19 Apr 2021)
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- (588)Employed By (3 Jun 2019 to 19 Apr 2021)
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- CF30 Customer (1 Aug 2016 to 9 May 2019)
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- CF30 Customer (14 Jun 2016 to 31 Jul 2016)
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- CF30 Customer (1 Feb 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.